ARTICLE
20 September 2016

Federal Register: SEC Requests Comments On FINRA Proposal To Modify Certain Data Collection Requirements Under Tick Size Pilot

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The SEC requested comments on FINRA proposal to amend FINRA Rule 6191 to modify certain data collection requirements of the Regulation National Market System Plan to Implement a Tick Size Pilot Program.
United States Corporate/Commercial Law
To print this article, all you need is to be registered or login on Mondaq.com.

The SEC requested comments on FINRA proposal to amend FINRA Rule 6191 to modify certain data collection requirements of the Regulation National Market System ("NMS") Plan to Implement a Tick Size Pilot Program (the "Tick Size Pilot"). The proposal is effective immediately. The comment request was published in the Federal Register.

Comments on the FINRA proposal must be submitted by October 6, 2016.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

See More Popular Content From

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More