ARTICLE
28 March 2017

Federal Register: SEC Requests Comments On FINRA-Proposed "Masking Methodology"

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The SEC requested comments on a FINRA proposal that would implement an "anonymous, grouped masking methodology" in order to address confidentiality concerns...
United States Finance and Banking
To print this article, all you need is to be registered or login on Mondaq.com.

The SEC requested comments on a FINRA proposal that would implement an "anonymous, grouped masking methodology" in order to address confidentiality concerns regarding the publication of over-the-counter ("OTC") trading activity, as required by the Regulation NMS Plan Tick Size Pilot Program (see previous coverage). The request for comments was published in the Federal Register.

Comments on the FINRA proposal must be submitted by April 5, 2017.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

See More Popular Content From

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More