ARTICLE
27 September 2016

Federal Register: SEC Requests Comments On FINRA Proposal To Incorporate NASD Interpretive Material On Insurance-Related Securities

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Cadwalader, Wickersham & Taft LLP

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The SEC solicited comments on a FINRA proposal to incorporate NASD Interpretive Material 2210-2 as FINRA Rule 2211 in the consolidated FINRA rulebook.
United States Corporate/Commercial Law
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The SEC solicited comments on a FINRA proposal to incorporate NASD Interpretive Material 2210-2 as FINRA Rule 2211 ("Communications with the Public about Variable Life Insurance and Variable Annuities") in the consolidated FINRA rulebook. The request for comments was published in the Federal Register.

Comments on the immediately effective proposal must be submitted by October 12, 2016.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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