ARTICLE
7 October 2014

Attorneys Discuss Compliance Under FERC For Firms With Utility Investments In Bloomberg BNA's Securities Regulation & Law Report

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Ropes & Gray LLP

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Ropes & Gray is a preeminent global law firm with approximately 1,400 lawyers and legal professionals serving clients in major centers of business, finance, technology and government. The firm has offices in New York, Washington, D.C., Boston, Chicago, San Francisco, Silicon Valley, London, Hong Kong, Shanghai, Tokyo and Seoul.
Capital markets partners David Fine and Marko Zatylny, finance associate Tracy Plants and capital markets associate Michael Stein authored an article in the Securities Regulation & Law Report.
United States Corporate/Commercial Law
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Capital markets partners David Fine and Marko Zatylny, co-chairs of the firm's infrastructure/energy group, finance associate Tracy Plants and capital markets associate Michael Stein (all of Boston) authored an article titled "Investing Your Way Into FERC Jurisdiction: A Warning to Compliance Officers and Company Counsel" in the Oct. 6 issue of Bloomberg BNA's Securities Regulation & Law Report. The article explores the trend of financial institutions' increasing appetite for investment in the energy sector and the compliance problems it may present for firms in the new era of the Public Utility Holding Company Act of 2005, by which these institutions may, unintentionally, fall under the jurisdiction of the Federal Energy Regulatory Commission (FERC) and its regulations.

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