ARTICLE
27 February 2018

LSE Summarizes 2017 Enforcement Actions For Breaches Of AIM Rules And Nomad Rules

SS
Shearman & Sterling LLP

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On 14 December 2017, the London Stock Exchange (LSE) issued an AIM Disciplinary Notice (AD17) which sets out a summary of enforcement matters which resulted in private censures and fines on AIM companies ...
UK Corporate/Commercial Law
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On 14 December 2017, the London Stock Exchange (LSE) issued an AIM Disciplinary Notice (AD17) which sets out a summary of enforcement matters which resulted in private censures and fines on AIM companies and nominated advisers ("Nomads") during 2017. AD17 is intended to provide guidance to AIM companies and Nomads on the expected standards of conduct to avoid future fines or censures.

The AIM disciplinary notice can be accessed here:

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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