ARTICLE
28 August 2019

SEC Releases Guidance On Investment Advisers' Proxy Voting Responsibilities

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On August 21, the Securities and Exchange Commission (SEC) provided guidance for investment advisers in fulfilling their proxy voting responsibilities.
United States Corporate/Commercial Law
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On August 21, the Securities and Exchange Commission (SEC) provided guidance for investment advisers in fulfilling their proxy voting responsibilities. The Commission also issued an interpretation that proxy voting advice provided by proxy advisory firms generally constitutes a "solicitation" under the federal proxy rules. Release.

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