ARTICLE
23 April 2025

Securities Docket Weekly Update - March 21 (Video)

AP
Anderson P.C.

Contributor

Anderson P.C. is a boutique law firm that specializes in defending clients in high-stakes investigations and enforcement actions brought by the SEC, FINRA, the DOJ and other government agencies or regulators. We handle the full spectrum of securities enforcement and regulatory counseling, addressing complex issues involving public companies, senior executives, broker-dealers, financial services professionals, hedge funds, private equity funds, investment advisers, and digital assets.
Join me as I break down the top securities enforcement and regulatory developments shaping the industry this week! Don't forget to like, comment, and subscribe for weekly updates...
United States Corporate/Commercial Law

Join me as I break down the top securities enforcement and regulatory developments shaping the industry this week! Don't forget to like, comment, and subscribe for weekly updates! 👊🏽🇺🇸

In this episode:

  1. SEC Drops Ripple Case – Ripple beats the SEC after spending $150M in legal fees, but a $125M penalty over XRP sales still hangs in the balance.
  2. Paul Weiss Dropped Over Trump Order – A major law firm loses a white-collar client due to political fallout. What does this signal for the legal industry?
  3. Securities Enforcement Forum Heads to Los Angeles – Join over 40 SEC and DOJ officials on May 15, 2025, at the Waldorf Astoria Beverly Hills. Discount codes: – In-Person: BLAST310LA25 – Virtual: BLAST310V25
  4. SEC Shake-Up Ahead of Trump's Nominee – Even before Paul Atkins is confirmed, the SEC is undergoing significant staffing and policy changes.
  5. AI Takes Over Earnings Calls – More than 240 companies mention AI in Q4 calls. Is it a real shift or investor hype?

Our firm delivers focused, strategic guidance and regulatory counseling in connection with the full spectrum of federal securities laws and regulations that impact financial industry participants and professionals.

Founding Attorney, K. Braeden Anderson, Sr., a distinguished alumnus of Kirkland & Ellis and Sidley Austin in New York City and Washington, D.C., is an impeccably trained attorney specializing in securities law, regulatory compliance, and enforcement.

Website anderpc.com

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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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