United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

A&M Managing Director Elizabeth Shortino participated in key sessions during the Atlantic Council's Transatlantic Forum and IMF-World Bank Annual Meetings, engaging with global leaders on critical issues shaping today's economic landscape

United States Finance

AM

Alvarez & Marsal

Refereeing The Fine Print: CFTC Staff's Advice For FCMs And IBs On Navigating The Quickly Evolving Sports Event Contract Market

Sports-related event contracts have expanded rapidly, but their legal footing remains unsettled.[1] These contracts currently trade on designated contract markets (DCMs).

United States Finance

KM

Katten Muchin Rosenman LLP

Regulatory Compliance In Leveraged ETF Sales Practices

The Wall Street Journal reported last week that "Popular Leveraged Funds Shock Investors With Huge Losses." It is important to understand how to offer such instruments consistent with regulatory expectations.

United States Finance

KM

Katten Muchin Rosenman LLP

FINRA Enforcement's Alive And Well — And AML Focused

On October 9, 2025, FINRA's Department of Enforcement finalized a letter of acceptance, waiver, and consent (AWC) to settle with a Miami-based broker-dealer for violations of FINRA...

United States Finance

FL

Foley & Lardner

Long & Winding Road: New CFTC Chair

United States Finance

FL

Foley & Lardner

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

United States Finance

HK

Holland & Knight

NCUA Proposes Rule To Eliminate 'Reputational Risk' From Supervision Process

United States Finance

BS

Ballard Spahr LLP

Leveraged Finance Market Update

United States Finance

WG

Weil, Gotshal & Manges LLP

CFPB Announces New Interpretive Rule Clarifying Scope Of FCRA Preemption

United States Finance

FL

Foley & Lardner

Loan Fund Structures Under AIFMD2: ESMA's Final Report

United States Finance

GP

Goodwin Procter LLP

Anti-Fraud Redefined: Protecting Financial Services In A World Of Deception

United States Finance

AC

Ankura Consulting Group LLC

Court Dishes Out Legal Defeat To USDA In Democratic AG SNAP Funding Fight

United States Finance

CO

Cozen O'Connor

FinCEN Clarifies Suspicious Activity Reporting Requirements

United States Finance

W

WilmerHale

NAIC Proposes New Guidelines For Future RBC Rule Changes

United States Finance

D

Dechert

[PODCAST] Utilizing Co-Mediation - Bringing Together Multiple Perspectives To Reach Effective Settlements

United States Litigation

J

JAMS

The Changes To The English Arbitration Regime: What Parties To International Construction Disputes Need To Know

United States Litigation

J

JAMS

From Conflict To Clarity: Why The ADR Experience Matters In Successful Resolution

United States Litigation

J

JAMS

Tariffs, Contracts And The Negotiation Imperative: Why The Old Playbook Won't Work

United States International

J

JAMS

Why Direct Student-Athlete Payments Create An Immigration Crisis For Universities

United States Immigration

Gs

Green and Spiegel

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Related Country Guides

Banking Regulation

Project Finance

Capital Adequacy/BASEL

Will Crypto Capital Find A Home In The U.S.?

Two recent scholarly articles, recent administrative law decisions, and the Report of the President's Working Group on Digital Assets ("PWG Report") may provide important clues for the potential future for the regulation of bank capital in the United States related to digital assets.

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

On October 16, the OCC announced a formal agreement with a national bank in Florida for alleged unsafe or unsound practices related to board oversight, corporate governance, strategic and capital planning, and compliance with the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) requirements.

United States Finance

SM

Sheppard Mullin Richter & Hampton

IRS Proposes Ending Look-Through Rule For Domestic Corporation REIT Ownership

The Internal Revenue Service issued Proposed Regulations that, if finalized, will eliminate a recently introduced rule for determining whether a REIT is a domestically-controlled REIT (a DC-REIT).

United States Tax

CO

Cozen O'Connor

U.S. Pet Grooming & Boarding: Ankura Industry Spotlight (October 2025)

United States Commercial

AC

Ankura Consulting Group LLC

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

Federal Reserve Announces Update For One Firm's Individual Capital Requirements

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Investment-Related Highlights

United States Insurance

MB

Mayer Brown

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Debt Capital Markets

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

A&M Managing Director Elizabeth Shortino participated in key sessions during the Atlantic Council's Transatlantic Forum and IMF-World Bank Annual Meetings, engaging with global leaders on critical issues shaping today's economic landscape

United States Finance

AM

Alvarez & Marsal

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

The discontinuation of penny production is creating nationwide pricing, cash-handling and compliance challenges, especially in states and cities with cash acceptance, cash discrimination and cash-discount disclosure laws.

United States Finance

HK

Holland & Knight

Leveraged Finance Market Update

The U.S. leveraged loan market rebounded slightly in the latter half Q2'25 after a sharp drop in early April while the U.S. high-yield bond market made a rapid recovery in May and June. For 15 consecutive days in April...

United States Finance

WG

Weil, Gotshal & Manges LLP

Global Leveraged Finance Market Update

United States Commercial

WG

Weil, Gotshal & Manges LLP

Navigating The Art Of The Exit: Readiness Lessons From Our Event At Nasdaq

United States Commercial

R

Riveron

FTC And Nevada AG Crack Down On Deceptive Tax Debt Relief Scams Mimicking The IRS

United States Finance

GA

Global Advertising Lawyers Alliance (GALA)

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

United States Real Estate

PC

Pryor Cashman LLP

Credit Checks In Hiring: Key Issues For Financial Services Employers After Medical Debt Reporting Restrictions

United States Finance

JL

Jackson Lewis P.C.

Basel Endgame: Divergence, Competition And The Next Strategic Moves

Worldwide Finance

BC

Bryan Cave Leighton Paisner

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Charges, Mortgages, Indemnities

Pryor Cashman Represents Cirrus Real Estate Partners In $187M Loan Acquisition

Pryor Cashman represented Cirrus Real Estate Partners in connection with the acquisition, from a major overseas lender, of a $187,000,000 mortgage loan secured...

United States Real Estate

PC

Pryor Cashman LLP

Bipartisan AG Coalition Secures Shiny Win In Precious Metals Fraud Case

The U.S. District Court of the Central District of California has entered a final judgment in a case brought by a bipartisan coalition of state AGs and the U.S. Commodity Futures Trading Commission...

United States Finance

CO

Cozen O'Connor

Licensing Link October 2025

Licensing Link is a periodic publication that will keep you informed on hot topics and new developments in state licensing laws, and provide practice tips and primers on important issues related to state licensing...

United States Finance

MB

Mayer Brown

Double Trouble In Tricolor: Risks In Collateral Misrepresentation

United States Finance

DL

Davis+Gilbert LLP

Continuing Update On Retroactive Application Of New York's Foreclosure Abuse Prevention Act

United States Finance

HK

Holland & Knight

Mortgage Banking Update - October 16, 2025

United States Finance

BS

Ballard Spahr LLP

Four States Settle With Mortgage Company For Alleged Unlicensed Activity

United States Commercial

SM

Sheppard Mullin Richter & Hampton

The Q4 Gauntlet: Navigating Data Blackouts, Tariff Showdowns, And The November Trade Deadline (Ankura Monthly Economic Report)

United States Strategy

AC

Ankura Consulting Group LLC

Do Not Throw Away Your National Bank Charter Just Yet

United States Finance

MV

Moore & Van Allen

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Financial Services

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

A&M Managing Director Elizabeth Shortino participated in key sessions during the Atlantic Council's Transatlantic Forum and IMF-World Bank Annual Meetings, engaging with global leaders on critical issues shaping today's economic landscape

United States Finance

AM

Alvarez & Marsal

Refereeing The Fine Print: CFTC Staff's Advice For FCMs And IBs On Navigating The Quickly Evolving Sports Event Contract Market

Sports-related event contracts have expanded rapidly, but their legal footing remains unsettled.[1] These contracts currently trade on designated contract markets (DCMs).

United States Finance

KM

Katten Muchin Rosenman LLP

Regulatory Compliance In Leveraged ETF Sales Practices

The Wall Street Journal reported last week that "Popular Leveraged Funds Shock Investors With Huge Losses." It is important to understand how to offer such instruments consistent with regulatory expectations.

United States Finance

KM

Katten Muchin Rosenman LLP

FINRA Enforcement's Alive And Well — And AML Focused

United States Finance

FL

Foley & Lardner

Long & Winding Road: New CFTC Chair

United States Finance

FL

Foley & Lardner

CryptoLink Newsletter - September 2025 Updates

United States Technology

AG

Akin Gump Strauss Hauer & Feld LLP

Need A Penny? Too Bad: Legal Implications Of The U.S. Penny Shortage

United States Finance

HK

Holland & Knight

NCUA Proposes Rule To Eliminate 'Reputational Risk' From Supervision Process

United States Finance

BS

Ballard Spahr LLP

Leveraged Finance Market Update

United States Finance

WG

Weil, Gotshal & Manges LLP

See more

Latest Videos

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Reopening The IPO Window: Insights From The IPO Summit — Silicon Valley Edition (Video)

FL

Foley & Lardner

Launching An MGU In Today's Market (Video)

AM

Alvarez & Marsal

A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Securities Docket Weekly Update - March 29 (Video)

AP

Anderson P.C.

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