ARTICLE
22 February 2023

The Journal Of Federal Agency Action

KL
Kramer Levin Naftalis & Frankel LLP

Contributor

Kramer Levin provides its clients proactive, creative and pragmatic solutions that address today’s most challenging legal issues. The firm is headquartered in New York with offices in Silicon Valley and Paris and fosters a strong culture of involvement in public and community service. For more information, visit www.kramerlevin.com
Litigation partners Alan R. Friedman and Steven S. Sparling, special counsel Arielle Warshall Katz, and associates Daniel M. Ketani and David Richards; and Environmental partner...
United States Corporate/Commercial Law
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Litigation partners Alan R. Friedman and Steven S. Sparling, special counsel Arielle Warshall Katz, and associates Daniel M. Ketani and David Richards; and Environmental partner Andrew Otis co-authored an article titled "Securities and Exchange Commission Alleges That Investment Adviser Failed to Adequately Disclose ESG Investment Policies and Procedures" in the March/April 2023 issue of The Journal of Federal Agency Action. The article examines an enforcement action brought recently by the Securities and Exchange Commission that highlights the agency's growing interest in environmental, social, and governance-related disclosures and alleged "greenwashing" by asset managers

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