In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during May 2019.
Highlights include:
- Duff & Phelps' is proud to announce the seventh annual Global Regulatory Outlook. This report provides a unique perspective on how the financial services industry views the impact of financial regulation. This year's report includes a summary of our global survey results, as well as contributed articles from Duff & Phelps' compliance, regulatory and risk experts. In addition to outlining regulatory trends, the publication explores themes including anti-money laundering, whistleblowing and technology.
- FCA's updates on Brexit planning
- The European Securities and Markets Authority (ESMA) submits technical advice on Sustainable Finance to the European Commission
- Supervisory and enforcement matters
Regulatory Focus - June 2019.pdf (2.3) MB
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.