Planning For Compliance: Five Steps For Readiness

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BerryDunn

Contributor

BerryDunn
Establish an ICD-10 team with a leader empowered to move the process along.
United States Corporate/Commercial Law
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We recommend that you organize your planning into five steps for readiness.

  1. Initiate, plan, and communicate

    • Establish an ICD-10 team with a leader empowered to move the
      process along.

    • Set a meeting frequency for the team—ideally, biweekly.

    • Determine decision-making authority, including a reporting structure
      that fits within your organization (e.g., to an IT Steering Committee or
      Senior Management).

    • Develop a detailed timeline, list of tasks, and anticipated effort.

    • Educate leadership and key stakeholders on the impact and
      importance of ICD-10. This is not a flashy project like others you may
      be implementing; it will take effort to get the attention of leadership to
      understand its importance.

    • Communicate the transition plan—and why ICD-10 matters—to the
      entire health system and outside partners/vendors/payers.
  2. Complete discovery, inventory, assessment, and implement change

    • Gather a preliminary list of applications, systems, and databases
      potentially impacted (including any quality reporting tools or legacy
      databases).

    • Create an ICD-10 inventory and status tracker template to organize,
      track, and filter your progress towards compliance.

    • Conduct discovery work sessions with all departments, vendors, and
      payers to determine readiness and identify risks for non-compliance.

    • Update and maintain the inventory of areas with current ICD-10
      readiness, including: 

      • Summary plan for ICD-10 compliance
     
      • Specific dates when ICD-10 will be ready for testing

      • A roster of impacted departments and people

      • Anticipated training needs

      • Identified risks

      • Current status

      • Backup and contingency plans, especially if a vendor is not ready
        by 2014

    • Execute your ICD-10 plans, upgrade software systems, modify
      databases, and prepare for testing and training.
  3. Test and train

    • Develop a written testing plan and testing scenarios, including:
     
      • Software testing (unit, system, performance, etc.)

      • ICD-10 Level I compliance testing (internal testing)

      • ICD-10 Level II compliance testing (external testing)

    • Assess training needs and create written training plan.
  4. Transition

    • Go live with ICD-10 in accordance with the compliance date.

    • Operate using ICD-10 coding system for all events moving forward.

    • Utilize ICD-9 coding system for all events prior to the compliance
      deadline.
  5. Monitor
    Initiate your monitoring plan including monitoring for:

    • Issues

    • Productivity

    • Accuracy

    • Staffing levels and morale

    • Quality

    • Reimbursement

    • Ongoing support needs and continued improvement

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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