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On February 6, 2017, the Division of Market Oversight ("DMO") of the Commodity Futures Trading Commission ("CFTC") issued a time limited no-action letter (the "No-Action Letter")...
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On February 6, 2017, the Division of Market Oversight
("DMO") of the Commodity Futures Trading Commission
("CFTC") issued a time limited no-action letter (the
"No-Action Letter") granting relief from the
notice-filing requirements set forth in CFTC Rule 150.4(c), which
was adopted as part of the amended aggregation requirements under
Part 150 of the CFTC Rules published in the Federal Register on
December 16, 2016. The No-Action Letter granted relief for market
participants from the rule requiring that a notice be filed with
the CFTC by such participants when they are seeking certain
exemptions from the aggregation requirements under the position
limit rules. Such relief was granted by the DMO for a period of six
months.
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