ARTICLE
24 November 2016

CFTC Approves Final Rule Amending The Timing For Filing Chief Compliance Officer Annual Reports By Certain Registrants

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On November 10, 2016, the U.S. Commodity Futures Trading Commission issued a final rule modifying and clarifying previous guidance regarding compliance reports for futures commission merchants...
United States Finance and Banking
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On November 10, 2016, the U.S. Commodity Futures Trading Commission (the "CFTC") issued a final rule modifying and clarifying previous guidance regarding compliance reports for futures commission merchants, swap dealers and major swap participants. Release.

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