The CFTC unanimously approved a final rule amending CFTC regulation 3.3 regarding the timing for filing chief compliance officer annual reports for certain registrants. The final rule provides futures commission merchants, swap dealers and major swap participants 90 days following their fiscal year-end to file chief compliance officer annual reports and clarifies the filing requirements applicable to swap dealers and major swap participants located in jurisdictions for which the CFTC has granted a comparability determination with respect to the contents of the reports. The final rule is effective immediately upon publication in the Federal Register.
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