We want to let everyone know about two upcoming CFTC Roundtables, the dates and topics are below.
- March 18th- Risk management procedures for CPOs, including managing investment risk, operational risk, and compliance or regulatory risk.
- April 3rd- Dodd-Frank issues for end-users of swaps, including recordkeeping under CFTC Rule 1.35, forward contracts with embedded volumetric optionality, and the $25 million special entity de minimis threshold of the swap dealer definition.
Good day. Good discussion. TSR
This article is presented for informational purposes only and is not intended to constitute legal advice.