In this edition of Regulatory Focus, the experts in Duff &
Phelps' UK
Compliance and Regulatory Consulting team, provide a detailed
synopsis of the latest news and publications issued by the
Financial Conduct Authority during January 2019.
Highlights include:
- An update on Brexit planning and consultations, and a reminder that the notification for the temporary permissions regime is now open
- ESMA's standards on supervisory co-operation under the secularization regulation
- Effective stewardship proposal
- Tax issues and news
- ESMA report on accepted market practices and other publications
Regulatory Focus – February 2019.pdf (2.6) MB
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.