ARTICLE
2 November 2001

A Step Towards File Wrapper Estoppel in the UK

UK Intellectual Property
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Earlier this week, the Court of Appeal gave judgement in a patent action between Rohm & Haas and Collag. The action turned on the meaning of "surfactant" in the claims. The expert evidence was that surfactant could have at least two meanings and it was not clear from the specification which of these meanings the patentee had intended. However, some guidance on the intended meaning of the word could be gleaned from a letter that the patentee had written to the EPO during the course of prosecution. Was this letter admissible evidence?

The Court of Appeal started from the position that there was no English authority on the admissibility of statements made by the patentee during the course of prosecution. However, the Dutch approach is to take account of such statements, but only where the meaning of the claims would not have been clear to the skilled reader. The Court of Appeal endorsed this approach, but cautioned that such statements would not have the same weight as published prior art.

This is an interesting judgement because it is the first time that the English Courts have considered the prosecution history when construing the patent. This is still a long way from the US approach and in most cases the court will be able to resolve construction issues without looking at the prosecution history. Having said this, patentees should be aware that statements that they make to the EPO may come back to haunt them at trial.

"© Herbert Smith 2002

The content of this article does not constitute legal advice and should not be relied on as such. Specific advice should be sought about your specific circumstances.

For more information on this or other Herbert Smith publications, please email us."

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