Christian Hennion

Judge Dismisses Case Against Seeking Alpha: Implications For Publishers Of Financial Information

Selection Of Gov. Walz As VP Harris's Running Mate Triggers Federal Pay-to-Play Restrictions On Investment Advisers And Other Financial Industry Professionals

Private Fund Adviser Rule Q&A: Spotlight On Preferential Treatment

Private Fund Adviser Rule Q&A: Spotlight On Restricted Activities

Foreign Listed Stock Index Futures And Options Approvals December 2023

Significant Changes Proposed To CFTC Rule 4.7 'Registration Lite'

Significant Changes To Proposed CFTC Rule 4.7 'Registration Lite'

CFTC Resuscitates Version Of MLB's Former 'Neighborhood Play' To Sue Principal Of Defunct Crypto-Asset Entity Voyager As A Commodity Pool Operator

SEC Adopts Controversial And Sweeping Changes To Private Fund Rules; Requires Documentation Of Annual Compliance

Katten Financial Markets And Funds Quick Take | Issue 15