Article 31 Aug 2012 NFA Proposes New Swap Entity Identification Requirement And Waives Series 3 Exam For APs Engaged Only In Swap Activity United States Finance
Article 16 Jun 2011 Time Running Out On Retail Currency Business For SEC-Registered Broker-Dealers United States Finance
Article 21 Feb 2011 CFTC Proposes To Adopt NFA's Request To Delete CPO Exemption Used By Mutual Funds And To Eliminate Other Widely Used CPO Exemptions United States Finance