David Harris

Changes To TIC Form D Highlight U.S. Investment Managers’ Potential Reporting Obligations Regarding Cross-Border Derivatives Positions

Reminder Regarding Upcoming TIC SLT And TIC SHC Filings By U.S.-Resident Investment Managers

Treasury Requests Filing Of TIC Form SHC By U.S.-Resident Investment Managers

Treasury Is Adopting New Reporting Requirement Regarding Cross-Border Holdings Applicable To U.S. Investment Managers

Dodd-Frank’s Limitations on Risk Taking: An Analysis of the Volcker Rule’s Restrictions on Proprietary Trading and Investments in and Sponsorship of Hedge Funds and Private Equity Funds

New Guidance on Obtaining Beneficial Ownership Information for Mutual Funds, Broker-Dealers, and Other Financial Institutions