Article 17 Feb 2014 SEC Updates Guidance On Definition Of "Knowledgeable Employee" Under The Investment Company Act United States Commercial
Article 10 Dec 2013 Staff Of SEC’s Division Of Corporation Finance Issues Interpretations Of "Bad Actor" Rule United States Commercial
Article 09 Aug 2013 Changes To The Private Offering Market: SEC Eliminates Prohibition On General Solicitation, Disqualifies Bad Actors, And Proposes New Rules United States Commercial
Article 29 Jul 2013 SEC Approves JOBS Act Mandated Rule To Lift General Solicitation Ban, Adopts Rule To Disqualify Bad Actors From Certain Offerings And Proposes Rule Amendments To Enable The SEC To Monitor The Private Offering Market United States Commercial
Article 28 Feb 2012 SEC Asset Management Unit’s Inquiry Targets Private Equity Fund Sponsors’ Practices United States Finance
Article 01 Feb 2011 The SEC and CFTC Propose Systemic Risk Reporting on New Form PF United States Finance
Article 20 Jan 2011 ILPA releases revised Private Equity Principles and first Standardized Reporting Template United States Finance
Article 24 Nov 2010 Federal Reserve Proposes Rule Regarding Volcker Rule Conformance Period United States Finance