Article 17 Feb 2014 SEC Updates Guidance On Definition Of "Knowledgeable Employee" Under The Investment Company Act United States Commercial
Article 10 Dec 2013 Staff Of SEC’s Division Of Corporation Finance Issues Interpretations Of "Bad Actor" Rule United States Commercial
Article 09 Aug 2013 Changes To The Private Offering Market: SEC Eliminates Prohibition On General Solicitation, Disqualifies Bad Actors, And Proposes New Rules United States Commercial
Article 29 Jul 2013 SEC Approves JOBS Act Mandated Rule To Lift General Solicitation Ban, Adopts Rule To Disqualify Bad Actors From Certain Offerings And Proposes Rule Amendments To Enable The SEC To Monitor The Private Offering Market United States Commercial
Article 04 Sep 2012 SEC Proposal Would Allow General Solicitation In Regulation D (Rule 506) And Rule 144A Offerings United States Finance
Article 19 Mar 2012 House Passes Bill Raising Limit On Number Of Shareholders An Issuer May Have Before Being Required To Register With The SEC And Relaxing Rules Prohibiting General Solicitation In Regulation D Offerings United States Finance
Article 28 Feb 2012 SEC Asset Management Unit’s Inquiry Targets Private Equity Fund Sponsors’ Practices United States Finance
Article 29 Sep 2009 SEC Publishes Section 13(d) And 13(g) Compliance & Disclosure Interpretations United States Commercial