Article 25 Jul 2013 SEC Approves Changes To Private Offering Rules And Adopts New "Bad Actor" Prohibitions; Proposes Additional Changes To Better Monitor Private Offering Market United States Commercial
Article 22 Sep 2011 SEC Adopts Final Definition Of "Family Offices" Exempt From Investment Advisers Act United States Finance
Article 20 Jul 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act: Immediate Impact on Regulation D Offerings to Individual Accredited Investors United States Commercial
Article 03 Nov 2008 SEC Extends And Modifies Institutional Investor Short Sale Reporting, Adopts Naked Short Selling Rules United States Finance
Article 02 Jul 2008 Court Holds Total Return Swaps Confer 13(d) Beneficial Ownership United States Finance