Thomas A. DeCapo

SEC Provides Guidance On Investment Advisers' Proxy Voting Responsibilities, Proxy Voting Advice Rules

Neuberger Berman Alleges Saba Capital Violating 1940 Act To Win Proxy Fights; Saba Investors On Notice, Should Consider Own Duties

Activists Take Another $290 Million Bite Out Of Vulnerable Closed-End Fund Asset Class

SEC Relaxes 'In-Person' Voting Requirements For Investment Company Boards

SEC Proposes Securities Offering Reforms For Business Development Companies And Registered Closed-End Investment Companies