John Lukanski

SEC Charges Ten Firms With Recordkeeping Failures And Fines Totaling $79 Million

EComms Compliance For Financial Institutions: Responses To Regulatory Investigations (Podcast)

Auto Leasing Companies Can Enforce Arbitration Agreements From The Dealership's Retail Order Forms

New Jersey Issues Rule Proposal On Uniform Fiduciary standard

New Jersey Bureau Of Securities ("NJBOS") Holds Second Public Hearing On Its Pre-Proposal For A Rule Implementing A Uniform Fiduciary Standard

Today The New Jersey Bureau Of Securities ("NJBOS") Began Public Hearings On Its Pre-Proposal For A Rule Implementing A Uniform Fiduciary Standard For Investment Professionals

New Jersey Bureau Of Securities Provides Formal Notice Of Pre-Proposal Regarding Fiduciary Standard

No Uniform Fiduciary Standard – Not So Fast Says New Jersey