Therese M. Doherty

Appeals Court Decision Creates Circuit Split On The Constitutionality Of The SEC Administrative Law Process

U.S. Supreme Court's Decision In Salman Clears A Path For Prosecuting Insider Trading Cases

Judge Rakoff's Order Is A Strong Warning To Parties And Their Lawyers To Supervise Private Investigation Activities

Judge Rakoff's Order Is A Strong Warning To Parties And Their Lawyers To Supervise Private Investigator's Activities

You've Been Warned: Ignoring FINRA Rules In Favor Of Recent Second Circuit Precedent May Invite Disciplinary Action

Judge Rakoff's Order Is A Strong Warning To Parties And Their Lawyers To Supervise Private Investigator's Activities

High Frequency Trader Sentenced In First Criminal "Spoofing" Case

Divided Appellate Court Rebuffs Challenges to the SEC's Administrative Proceedings

Second Circuit Narrows The Government's Ability To Prosecute Insider Trading

New Accelerated Adjudication Option Goes Into Effect Today