Article 01 Nov 2016 MIFID II Changes For CASS | Understanding The Impact And Preparing For Change UK Finance
Article 25 Oct 2016 Senior Managers And Certification Regime | Changes To Functions, Responsibilities And Scope Of Conduct Rules UK Finance
Article 07 Sep 2016 Notification Of Conduct Rule Breaches | Holding Individuals To Account UK Finance
Article 27 Feb 2015 UK Regulators Refine The Scope Of The Senior Managers Regime And Clarify How The ‘Presumption Of Responsibility’ Will Be Applied UK Finance
Article 05 Aug 2014 Individual Accountability In UK Banking - Details Of Senior Management And Certification Regimes Emerge UK Finance