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Are you breaching the anti-hawking provisions?
Prohibition on hawking financial products (and credit products).
Sophie Grace Pty Ltd
Australia on Fund Management/ REITs
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ASIC Issues Warning over Dodgy Cold Calling Operators and Online Baiting Tactics
ASIC has issued periodic reminders and warnings to AFS licensees and Australian Credit Licensees.
Sophie Grace Pty Ltd
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The Regulation Of Private Markets In Australia—Where To Next?
The Australian Securities & Investments Commission ("ASIC") is increasing its focus on private markets, adopting a similar approach to other international regulators.
Jones Day
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ESMA's assessment of the MiFID Trade Reporting Framework
The consultation from October 2024 discusses the revisions proposed to the existing technical standards.
TRAction
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Piper Alderman's Response to ASIC Consultation Paper 381
Piper Alderman
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To name or not to name? ASX revises its approach to continuous disclosure obligations for market sensitive contracts
Piper Alderman
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Updated Guidance on Financial Services Guides – Website Disclosure Information
Sophie Grace Pty Ltd
Article
Do I really need to do Responsible Manager (RM) Training?
Holley Nethercote
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Certified Wholesale – SMSFs and Accountant's Certificates
Holley Nethercote
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More Flexible FSG Requirements
Sophie Grace Pty Ltd
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Improving the UK Transaction Reporting Regime – MIFID Framework
TRAction
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What do ‘MAKE'/'TAKE' mean in relation to Buy/Sell for Direction of Leg 1/Leg 2?
TRAction
Article
Failure to Manage PDS Notifications with ASIC May Attract Serious Consequences
Sophie Grace Pty Ltd
Article
How Foreign Financial Services Providers can Provide Services to Australian Clients
Sophie Grace Pty Ltd
Article
What To Expect In 2025: Employment Law In Australia
Ius Laboris
Article
A ‘heads up' on Heads of Agreements
Avant Law
Article
YouTuber Yung Filly charged with raping woman in Australia
Criminal Defence Lawyers Australia
Video
Clearance Achieved: Securing Regulatory Approval For NSW's First Renewable Energy Zone (Video)
FTI Consulting
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Are hemp gummies and edibles legal in Australia?
Criminal Defence Lawyers Australia