Federal Register: CFTC Amends SRO Financial Surveillance Programs For FCMs

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The CFTC rule change regarding the standards for an SRO's financial surveillance examination program for futures commission merchants ("FCMs") was published in the Federal Register.

United States Finance and Banking

The CFTC rule change regarding the standards for an SRO's financial surveillance examination program for futures commission merchants ("FCMs") was published in the Federal Register. The amendments, previously covered here, will go into effect on May 3, 2019.

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