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Lewis Brisbois Bisgaard & Smith LLP
In early November of 2018, Michigan, Missouri, and Utah joined the growing list of states that have legalized some form of marijuana use.
Wilson Elser Moskowitz Edelman & Dicker LLP
In September 2018, California passed SB-327, the first Internet of Things (IoT) security law addressing growing concerns over cybersecurity ...
Morrison & Foerster LLP
In between holiday shopping and merriment, we here at the Financial Services Report are pondering what's in a name. Not much, said Shakespeare.
Constangy, Brooks, Smith & Prophete, LLP
The Supreme Court decided Monday that it will review whether to keep or scrap its standard for reviewing interpretations by federal agencies of their own regulations.
Duane Morris LLP
On November 29, 2018, Deputy Attorney General Rod J. Rosenstein announced the Department of Justice's (DOJ) much-anticipated revisions to the September 2015
Cadwalader, Wickersham & Taft LLP
Based on data from the Bank for International Settlements, ISDA found that OTC derivatives notional outstanding went up during the first half of 2018.
Cadwalader, Wickersham & Taft LLP
The SEC approved amendments to FINRA's customer and industry arbitration rules concerning arbitration honorariums.
Cadwalader, Wickersham & Taft LLP
The CFTC proposal to amend Rule 160.5 - which requires certain "covered persons" to provide annual privacy notices to customers at least once a year during the life of the customer relationship - was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The U.S. Department of the Treasury Office of Foreign Assets Control ("OFAC") extended the expiration date of certain General Licenses concerning companies on the Specially Designated Nationals and Blocked Persons list.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board and Consumer Financial Protection Bureau (collectively, the "agencies") proposed amendments (the "2018 proposal") to Regulation CC, which implements the Expedited Funds Availability Act ("EFA Act").
Cadwalader, Wickersham & Taft LLP
Based on the results of its Tick Size Pilot Program (the "Pilot"), the SEC found that increasing the tick size for certain small capitalization stocks did not affect stock prices.
Cadwalader, Wickersham & Taft LLP
Three broker-dealers agreed to settle SEC charges for failing to submit complete and accurate securities trading information on electronic blue sheets.
Cadwalader, Wickersham & Taft LLP
SEC Chair Jay Clayton, SEC Chief Accountant Wesley Bricker and Public Company Accounting and Oversight Board ("PCAOB") Chair William D. Duhnke III raised concerns about foreign markets that restrict access to information about U.S.-listed companies operating overseas.
Cadwalader, Wickersham & Taft LLP
CFTC is alleging that apples and oranges are the same, and that if you bid or offer apples at a price different than the market price for oranges, you are manipulating.
Cadwalader, Wickersham & Taft LLP
A financial investment firm agreed to pay $425,000 to settle charges for impeding a Chicago Mercantile Exchange investigation.
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight exempted a futures commission merchant from certain audited financial reports requirements.
Cadwalader, Wickersham & Taft LLP
She also worked for the House Committee on Appropriations and the Senate Committee on Appropriations.
Cadwalader, Wickersham & Taft LLP
Five traders agreed to settle Chicago Mercantile Exchange "spoofing" charges.
Squire Patton Boggs LLP
In the past two weeks, U.S. District Courts in South Carolina and Washington issued decisions that dealt additional blows to the Trump Administration's efforts to unravel the 2015 Obama-era "waters of the United States" rule.
Jones Day
When an IPR petition results in a final written decision, the IPR petitioner is estopped from asserting in a civil litigation or an ITC action that "the claim is invalid on any ground that the petitioner raised or reasonably could have raised during that inter partes review.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Lewis Roca Rothgerber Christie LLP
On November 5, 2018 the 10th Circuit Court of Appeals ruled in favor of the U.S. Army Corps of Engineers' approval to store more water in Colorado's Chatfield Reservoir.
Epstein Becker & Green
The question whether an individual may be held liable for alleged wage-hour violations is one that occasionally arises in class action litigation – and, for obvious reasons, it is one that is particularly important ...
Frankfurt Kurnit Klein & Selz
Amid lawsuits and FDA action, JUUL Labs said it will stop selling its fruit-flavored e-cigarette pods in retail stores and will discontinue its social media promotions.
Jones Day
On the heels of the European Union's General Data Protection law, which went into effect in May 2018
Berman Fink Van Horn P.C.
On September 28th, California passed the first law in the country designed to address the security of internet-connected devices, more commonly known as the Internet of Things (IoT).
Arnold & Porter
uthors' Note: This Advisory is structured in four parts. Part I provides a summary of the previously waived Iran-related sanctions ...
Jeffer Mangels Butler & Mitchell LLP
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Proskauer Rose LLP
The Diversity Visa (DV) Lottery Registration for 2019 opens Wednesday, October 3, 2018. Entries must be submitted electronically between noon on October 3, 2018, EDT, and noon on November 7, 2018, EST.
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