The Ontario Securities Commission and a veteran investment banker, Richard Moore, recently reached a settlement agreement regarding claims by the OSC of improper securities trading by Moore.
The Ontario Securities Commission recently closed the comment period on its Staff Consultation Paper 45-710: Considerations for New Capital Raising Prospectus Exemptions, which sought input from stakeholders on proposed amendments to the current legislation regarding prospectus exemptions.
On April 19, 2013, the U.S. International Trade Commission (ITC) published Final Rules of Practice and Procedure (78 Fed. Reg. 23474-487).
The Equal Employment Opportunity Commission has recently settled its first lawsuit involving a discrimination claim based on an applicant’s genetic history.
Way back on October 4, 2011, we asked whether any of you were ever in a situation where you had to produce a urine sample as part of routine drug testing, or were in a football stadium bathroom with a line of impatient fans behind you who had been drinking beer for hours and were muttering menacingly because you just froze up?
Three contractors were found by the California Labor Commissioner to have "willfully" violated state wage and apprenticeship laws.
Recently, the SEC settled with the City of Harrisburg over violations of Rule 10b-5 in connection with material misstatements and omissions made by the City in its public statements and financial information, during a multi-year period.
In light of the decision of 2nd U.S. Circuit Court of Appeals in U.S. v. Caronia, the Pharmaceutical Research and Manufacturers of America is advocating for the Food & Drug Administration to change its regulations to allow for certain types of off-label promotion.
In the American legal system, attorneys’ fees and costs are not recoverable as damages unless expressly authorized by statute.
The form of 2012 New Markets Tax Credit Allocation Agreement has been released by the Community Development Financial Institutions Fund.
A discussion on the continuing resolution that funds the government for the rest of this fiscal year: the House and Senate budget resolutions, the upcoming debt ceiling fight; and, finally, the President's budget request for FY2014.