NFA Updates Self-Examination Questionnaire

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.

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The updates incorporate certain amendments to NFA Compliance Rule 2-36 regarding the disclosure of transaction data to customers of forex transactions.

United States Finance and Banking

The NFA updated its Self-Examination Questionnaire for Futures Commission Merchants, Forex Dealer Members, Investment Bankers, Commodity Pool Operators and Commodity Trading Advisors. The updates incorporate certain amendments to NFA Compliance Rule 2-36 regarding the disclosure of transaction data to customers of forex transactions.

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