ARTICLE
24 October 2016

Weekly Roundup Of Exchange Rules By Category - October 10 - October 14

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view SEC Notices of exchange rule changes and proposals for the week of October 10 - October 14.
United States Corporate/Commercial Law

New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view SEC Notices of exchange rule changes and proposals for the week of October 10 - October 14.

Fees, Fines, Rebates & Claims

Products

Trading & Trade Reporting

Clearance & Settlement

Miscellaneous

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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