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On December 9, the SEC issued Compliance and Disclosure Interpretations ("C&DIs") that comprise the SEC’s interpretations of the rules adopted under Regulation AB II and the Securities Act and the Exchange Act.
On December 9, the SEC issued Compliance and Disclosure
Interpretations ("C&DIs") that comprise the
SEC's interpretations of the rules adopted under
Regulation AB II and the Securities Act and the
Exchange Act. The new C&DIs replace the interpretations
published in the Regulation AB Manual of Publicly Available
Telephone Interpretations. C&DIs update
previously-issued telephone interpretations to reflect the final
Regulation AB II. Release.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
