Mondaq USA: Corporate/Commercial Law
Mayer Brown
On February 28, 2019, the staff of the Securities and Exchange Commission's Division of Investment Management issued a no-action letter
Cooley LLP
To provide a flavor of current trends, this post discusses several of these letters below.
Sheppard Mullin Richter & Hampton
In Singh v. Cigna Corp., No. 17-3484-cv, 2019 U.S. App. LEXIS 6637 (2d Cir. Mar. 5, 2019), the United States Court of Appeals for the Second Circuit affirmed the dismissal of a class action
Cadwalader, Wickersham & Taft LLP
In connection with the Share Class Selection Disclosure Initiative ("SCSDI"), the SEC settled charges against 79 investment advisers, who will collectively return over $125 million to clients.
Smith Gambrell & Russell LLP
According to Giving USA, in 2017 Americans contributed $410.02 billion to charity, crossing the $400 billion mark for the first time
Cadwalader, Wickersham & Taft LLP
The Financial Information Forum ("FIF") offered recommendations to streamline the Regulation ATS-N submission process
Mayer Brown
In a recent article, Edward Knight, the global chief legal and policy officer at Nasdaq Inc., offered his own views on reforms that would contribute to greater resiliency ...
The United States District Court of the District of Connecticut will soon decide whether a putative class member may intervene "for the limited purpose of tolling the statute of repose."
Jones Day
The SEC staff continues to evaluate self-reports received prior to the initiative cut-off date.
Shearman & Sterling LLP
The volume and variety of data available today is growing at a staggering pace, and costs of data storage and processing continue to fall.
Mayer Brown
As more countries propose and implement risk retention rules for securitisation transactions, a few Mayer Brown attorneys ...
Shearman & Sterling LLP
On March 5, 2019, the United States Court of Appeals for the Second Circuit affirmed the dismissal of a putative securities class action against Cigna and several of its officers.
Shearman & Sterling LLP
On March 1, 2019, the United States Court of Appeals for the Eighth Circuit reversed the dismissal of a class action arising from the merger of a biotechnical company ("Biotech Company") ...
Cadwalader, Wickersham & Taft LLP
In a "dialogue" held at Fordham University, SEC Chair Jay Clayton and Director of Division of Trading and Markets Brett Redfearn discussed (i) improving liquidity for thinly traded securities,
Mayer Brown
Earlier this week, Commissioner Peirce addressed a number of topics with the Council of Institutional Investors. Commissioner Peirce noted that the Securities and Exchange Commission
Gibson, Dunn & Crutcher
2018 witnessed even more securities litigation filings than 2017, in which we saw a dramatic uptick in securities litigation as compared to previous years.
Jones Day
Earlier this year, the Financial Industry Regulatory Authority released its 2019 Annual Risk Monitoring and Examination Priorities Letter.
Sheppard Mullin Richter & Hampton
As an expensive "slap on the wrist," the Securities and Exchange Commission ("SEC" or the "Commission") recently concluded that approximately $12.7 million worth of funds raised in a 2017
Littler Mendelson
The FAQs also address a couple of open questions from OFCCP's original directive.
Ogletree, Deakins, Nash, Smoak & Stewart
On March 8, 2019, the Office of Federal Contract Compliance Programs (OFCCP) announced that it has published a landing page containing information about Section 503 focused reviews.
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Lewis Brisbois Bisgaard & Smith LLP
The 2018 California legislative session was another busy year with numerous employment-related bill signed into law.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Jeffer Mangels Butler & Mitchell LLP
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
Cooley LLP
As 2019 kicks off, the Cooley antitrust group highlights 10 recent developments and trends corporate counsel should be aware of – from the US Supreme Court and lower courts, the DoJ and FTC ...
Frankfurt Kurnit Klein & Selz
Vermont's new Data Broker Regulation ("Regulation") takes effect on January 1, 2019.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Foley & Lardner
In the European Union, vehicles are permitted to have adaptive driving beam headlights.
Shearman & Sterling LLP
It is now time for foreign private issuers to prepare their annual reports on Form 20-F. For companies with a calendar year-end, the Form 20-F must be filed with the U.S. Securities
Thompson Coburn LLP
The Golden State has recently adopted a new law requiring certain lenders and intermediaries to provide special disclosures to commercial loan customers in connection with certain types
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