Mondaq USA: Finance and Banking
Cadwalader, Wickersham & Taft LLP
Mr. Giancarlo highlighted the importance of the collective G-20 commitment, made at the Pittsburgh summit...
Akin Gump Strauss Hauer & Feld LLP
When the provisions under the revised Markets in Financial Instruments Directive (directive 2014/65/EU) and the new Markets in Financial Instruments Regulation (together, Mifid II) relating to the trading of derivatives...
Mayer Brown
Real estate, buyout, debt, secondary and other closed-end funds have often used subscription-backed credit facilities—also known as "capital call" or "capital commitment" facilities (each a "Subscription Facility")—
Mayer Brown
Private equity and other investment funds have traditionally utilized portfolio company-level financing to finance acquisitions.
Mayer Brown
The strong credit performance and significant growth of subscription credit facilities (each, a "Subscription Facility") and the broader Fund Finance market continued into the first half of 2017.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance deadlines, effective dates and meeting dates.
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo reviewed the implementation of swap reforms over the past eight years and advocated for increased cross-border regulatory deference.
Cadwalader, Wickersham & Taft LLP
In recent years, the financial services sector has been subject to increased antitrust scrutiny in the EU. Perhaps surprisingly, this is very new.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 4 to September 8, 2017.
Cadwalader, Wickersham & Taft LLP
ISDA launched "ISDA SIMM 2.0," the second and latest iteration of the Standard Initial Margin Model.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Michael Piwowar opened an SEC-NYU conference by describing different types of ETPs: exchange-traded funds ("ETFs"), exchange-traded notes ("ETNs"), and exchange-traded commodity funds...
Cadwalader, Wickersham & Taft LLP
The U.S. Senate Banking committee voted to advance the nominees for two prominent banking regulatory positions.
Cadwalader, Wickersham & Taft LLP
FINRA CEO Robert Cook testified before the House Financial Services Subcommittee on Capital Markets, Securities and Investment regarding (i) FINRA's agenda, structure and initiatives...
Cadwalader, Wickersham & Taft LLP
The FDIC issued a Financial Institution Letter notifying FDIC-supervised institutions of the recently revised Guidelines for Appeals of Material Supervisory Decisions.
Cadwalader, Wickersham & Taft LLP
Board of Governors of the Federal Reserve System ("FRB") Vice Chair Stanley Fischer will resign from the FRB on or around October 13, 2017. Dr. Fischer announced his plans in a letter to President Donald J. Trump.
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") published a paper outlining strategies that the FRB intends to implement in order to "improve the speed, safety, and efficiency...
Ropes & Gray LLP
The Board of Governors of the Federal Reserve System has adopted final rules that represent a significant shift in the terms of over-the-counter derivatives, repurchase and reverse repurchase transactions...
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance (the "Division") granted no-action relief to Black Creek Diversified Property Fund Inc. ("Black Creek"), a Maryland-based real estate investment trust.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian Quintenz named Kevin Webb to be Chief of Staff.
Cadwalader, Wickersham & Taft LLP
Three former registered representatives settled charges that they manipulated the stock of a microcap company in an attempt to obtain a Nasdaq listing.
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Cadwalader, Wickersham & Taft LLP
Three federal bank regulators released interagency guidance on the regulatory capital treatment of centrally cleared "settled-to-market" derivative contracts.
Shearman & Sterling LLP
The New York State Department of Financial Services ("NYDFS") enacted final cybersecurity regulations ("Regulations") for NYDFS regulated entities that went into effect on March 1, 2017.
Arnold & Porter Kaye Scholer LLP
The Office of the Comptroller of the Currency recently took an enforcement action in the form of a consent order against a bank director that serves as a cautionary tale for the banking industry.
Kramer Levin Naftalis & Frankel LLP
The three interest rates will be constructed to reflect the cost of short-term secured borrowing in highly liquid and robust markets.
Shearman & Sterling LLP
The Office of the Comptroller of the Currency (OCC), which regulates national banks and, as such, is responsible for administering the Volcker Rule with respect to the largest banking entities...
Carlton Fields
A weekly summary of select real property, financial services, and title insurance cases and recent developments, presented by Carlton Fields' Real Property Litigation and Consumer Finance practice groups.
Morgan Lewis
US Tax Court decision may facilitate tax-efficient investment structures for non-US investors investing in US operating partnerships, directly or through investment funds.
Holland & Knight
The U.S. Department of Justice (DOJ) has quietly ended its four-year effort to prevent banks from providing credit and other services to certain businesses that had been deemed controversial.
Holland & Knight
The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) on Aug. 22, 2017, continued expanding its Geographic Targeting Orders (the GTOs) with respect to beneficial ownership...
Lewis Brisbois Bisgaard & Smith LLP
August 28, 2017, marks the end of the initial 180-day transition period for covered entities to come into compliance with New York's new financial cybersecurity regulations.
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