Mondaq USA: Finance and Banking
Cadwalader, Wickersham & Taft LLP
On November 30, 2018, the European Banking Authority, the European Securities and Markets Authority ("ESMA") and the European Insurance and Occupational Pensions Authority ...
Morrison & Foerster LLP
The MoFo European Private Funds Group knows you are busy so we don't waste your time. Below are the tracks we are listening to right now – and why they matter:
Cadwalader, Wickersham & Taft LLP
The Alternative Reference Rates Committee ("ARRC") published two consultations on U.S. dollar (USD) LIBOR fallback contract language for bilateral business loans and securitizations.
Cadwalader, Wickersham & Taft LLP
Experts debated the role of proxy advisory firms and other shareholder voting issues before the U.S. Senate Committee on Banking, Housing and Community Affairs.
Cadwalader, Wickersham & Taft LLP
FINRA highlighted key areas in which broker-dealers failed to establish and maintain adequate supervisory controls and compliance programs.
Kramer Levin Naftalis & Frankel LLP
L'Autorité des Marchés Financiers (AMF) a fort opportunément rappelé, dans un Communiqué du 24 octobre 2018, que les sociétés qui souhaitaient mettre ...
Troutman Sanders LLP
On November 21, in Sweely Holdings LLC v. SunTrust Bank et al., the Supreme Court of Virginia issued an opinion that is beneficial to the mortgage industry in Virginia because it upheld a bank's right
Troutman Sanders LLP
On December 4, the Federal Trade Commission announced that it is seeking comment on whether the agency should make changes to rules requiring that financial institutions and creditors...
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo urged the UK and EU authorities to provide derivatives market participants with "legal and regulatory certainty."
Cadwalader, Wickersham & Taft LLP
The FDIC is requesting feedback on ways in which it can enhance the deposit insurance application process.
Ropes & Gray LLP
In an opinion released on November 30, 2018, federal Circuit Judge Richard Sullivan dismissed a lawsuit brought by the U.S. Commodity Futures Trading Commission.
Morrison & Foerster LLP
On December 7, 2018, FINRA released its report describing its examination findings.
Mayer Brown
The Bureau of Consumer Financial Protection now has the third Director in its history.
Hunton Andrews Kurth LLP
The Commodity Futures Trading Commission ("CFTC") recently published a detailed primer on smart contracts.
WilmerHale
The Commodity Futures Trading Commission (CFTC or Commission) on November 5, 2018, in a 4-1 vote, proposed to fundamentally redesign the regulatory framework governing swap execution facilities
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") highlighted its efforts to promote "fair, equitable, and nondiscriminatory access to credit" throughout 2017
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") proposed amendments to an Interpretive Notice on Information Systems Security Programs ("ISSPs").
Cadwalader, Wickersham & Taft LLP
ISDA provided guidance on the operation of OTC derivatives transactions affected by the closure of certain U.S. markets on Wednesday, December 5, 2018
Cadwalader, Wickersham & Taft LLP
FINRA provided guidance on whether dates that securities markets unexpectedly close for business should be considered as either a regular business day ...
Shearman & Sterling LLP
On November 26, 2018, the Treasury Department and the Internal Revenue Service issued highly-anticipated regulations regarding the new section 163(j) limitation on business interest deductions.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
Troutman Sanders LLP
Non-bank lenders to small businesses need to be on alert after Governor Brown signed California Senate Bill 1235 into law on September 30, 2018.
Troutman Sanders LLP
Earlier this week, InsideArm identified a subtle change to the Massachusetts Attorney General's website that may reflect an unannounced change in the regulations governing third-party collection agencies in Massachusetts.
Arnold & Porter
The 2018 election was a wave election, but it was a smaller wave than Democrats had been hoping for in the summer of 2018.
Troutman Sanders LLP
The implementation period for changes in lease accounting standards under United States generally accepted accounting principles ("GAAP") ...
Dentons
US and non-US persons risk monetary fines and secondary sanctions, as well as negative commercial and reputational consequences, if they engage in prohibited transactions involving Iran.
Stroock & Stroock & Lavan LLP
The 2017 Tax Cuts and Jobs Act created a new incentive for investment in qualified low-income communities known as qualified opportunity zones ("QOZs").
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Arnold & Porter
Following historical trends, the first mid-term Congressional election in the Trump Administration has concluded with a new Democratic majority in the House of Representatives.
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