Mondaq USA: Finance and Banking
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo announced that CFTC Commissioner Dawn Stump will sponsor the Global Markets Advisory Committee and Commissioner Dan Berkovitz ...
Cadwalader, Wickersham & Taft LLP
The Consumer Financial Protection Bureau ("CFPB") listed the regulatory matters that it will consider from October 1, 2018 to September 30, 2019.
Cadwalader, Wickersham & Taft LLP
ISDA updated its Model Netting Act, which provides model legislation for jurisdictions that are considering enacting statutes protecting close-out netting.
Cadwalader, Wickersham & Taft LLP
ISDA analyzed the use of uncleared margin for derivatives as an incentive to clear. In a new white paper that draws on internal research
Kramer Levin Naftalis & Frankel LLP
Jupiter launched the U.S. Equity Short Fund, which is a sub-fund of Jupiter Global Fund SICAV. The fund seek to generate an absolute return over a three-year rolling period independent...
Cadwalader, Wickersham & Taft LLP
In a motion filed with the SEC, NYSE and Nasdaq requested the recusal of SEC Division of Trading and Markets Director Brett Redfearn from the SEC's review of a dispute regarding market data fee increases.
Cadwalader, Wickersham & Taft LLP
The Managed Funds Association ("MFA") made recommendations on how to simplify Form PF reporting by dually registered investment advisers and commodity pool operators ("dually registered firms").
Cadwalader, Wickersham & Taft LLP
The SEC reopened the comment period, and requested additional comments, on proposed new rules and amendments to (i) establish capital, margin and segregation requirements for SBSDs and major security-based swap...
Cadwalader, Wickersham & Taft LLP
Cadwalader attorneys reviewed the SEC's security-based swap rules under Dodd-Frank Title VII in light of the agency taking action to reopen the comment period on capital, margin and segregation requirements.
Fenwick & West LLP
We analyzed the deal terms of 83 financings for privately-held, U.S.-based companies valued at $1 billion or more—known as unicorns—that raised money in 2017 and the first half of 2018
Cadwalader, Wickersham & Taft LLP
FINRA summarized recent disciplinary actions against firms and individuals for violations of FINRA rules, MSRB rules, and federal securities laws and rules.
Cadwalader, Wickersham & Taft LLP
Federal Reserve Board ("FRB") Governor Lael Brainard outlined a number of ways to improve the effectiveness of the Community Reinvestment Act ("CRA") ...
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC updated answers to FAQs ...
Mayer Brown
A recent paper titled, "Why do firms go public through debt issuance instead of equity?" reviews the characteristics of companies that choose to access the public market through debt issuance.
Kramer Levin Naftalis & Frankel LLP
New Public Alternative Funds - October 18, 2018
Davis & Gilbert
Although there's been much talk of an epic battle between states and the federal government that will determine the scope of federal preemption in the student loan space,
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam discussed challenges for central counterparty ("CCPs") and swap market participants since the G-20 reforms and the passage of the Dodd-Frank Act.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Brian Quintenz described some of the regulatory challenges posed by blockchain "smart contracts," ...
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo warned European Union regulators that the agency does not approve of and will oppose any proposed cross-border legislation that is conflicting or overly burdensome.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Lewis Roca Rothgerber Christie LLP
A recent change to California law significantly limits the ability of debt collectors to collect a time-barred consumer debt. Effective January 1, 2019, amendments to the Rosenthal Fair Debt Collection Practices Act ...
Troutman Sanders LLP
Non-bank lenders to small businesses need to be on alert after Governor Brown signed California Senate Bill 1235 into law on September 30, 2018.
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Kramer Levin Naftalis & Frankel LLP
Destra Capital Investments and LCM Investment Management agreed that Destra will sub-distribute Multi-Strategy Growth & Income Fund, a closed-end interval fund.
Milbank, Tweed, Hadley & McCloy LLP
Law students interested in practicing transactional law, from M&A to securities transactions, often ask how much business experience and training they need in order to launch a successful career.
Schnader Harrison Segal & Lewis LLP
The Fair Debt Collection Practices Act (FDCPA) prohibits debt collectors from using "any false, deceptive, or misleading representation or means in connection with the collection of any debt."
Akin Gump Strauss Hauer & Feld LLP
Even though practitioners are awaiting proposed regulations on the new opportunity zone provision, interested parties are already starting to set up qualified opportunity funds to pool investor capital.
Dentons
Smart technologies will result in substantial cost savings to cities and their residents. However, finding the initial funds needed to pay for upgrades ...
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