Mondaq USA: Finance and Banking
Shearman & Sterling LLP
On January 8, 2018, the European Securities and Markets Authority launched a consultation on proposed guidelines for national regulators of CCPs on the application of the rules requiring CCPs...
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the "agencies") provided interagency guidance...
Duane Morris LLP
In a January 4, 2018, memorandum regarding marijuana enforcement, U.S. Attorney General Jefferson B.
Reinhart Boerner Van Deuren S.C.
Within the past year, several national banks and federal savings banks have come to realize the benefits of converting to a state bank charter.
Cadwalader, Wickersham & Taft LLP
Acting Consumer Financial Protection Bureau ("CFPB") Director Mick Mulvaney did not request funding from the Board of Governors of the Federal Reserve System ("FRB") for the second quarter of 2018.
Troutman Sanders LLP
On January 3, the Ninth Circuit Court of Appeals found that Section 1748.1 of the California Civil Code – which bars sellers from imposing surcharges for credit card payments, while still permitting discounts...
Ropes & Gray LLP
Credit fund managers face unique conflicts issues under ERISA that require specific policies and procedures designed to identify, avoid and mitigate the risks these conflicts pose.
Troutman Sanders LLP
On January 16, the Consumer Financial Protection Bureau announced its intention to reconsider a controversial rule affecting the short-term (payday) and auto-title lending industries.
Shearman & Sterling LLP
On January 10, 2018, the Federal Reserve Board announced its 2018 chair and deputy chair appointments for Federal Reserve Banks. Each year, the Federal Reserve Board appoints one member ...
Shearman & Sterling LLP
On January 10, 2018, the US Board of Governors of the Federal Reserve System announced a final rule adjusting the maximum amount of its civil money penalties.
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo named Maggie Sklar as his Senior Counsel.
Davis & Gilbert
2018 may be the beginning of the end of an education finance system that has resulted in overburdened students and families struggling to pay back loans that were too high at their inception...
Kramer Levin Naftalis & Frankel LLP
The CFTC unanimously approved final rules updating Parts 3 and 9 to integrate existing advisory guidance, incorporate SEFs and update provisions currently applicable to designated contract markets (DCMs).
Kramer Levin Naftalis & Frankel LLP
New Public Alternative Funds - January 4, 2018
Kramer Levin Naftalis & Frankel LLP
The CFTC's Division of Swap Dealer and Intermediary Oversight issued no-action relief to registered futures commission merchants and introducing brokers to exclude deferred tax liabilities...
Troutman Sanders LLP
Earlier this month, the New York State Department of Financial Services fined The Western Union Company $60 million for allegedly violating the New York Bank Secrecy Act and anti-money laundering laws.
Shearman & Sterling LLP
MiFID II is Europe's new financial regulation for investment business which came into effect on 3 January 2018.
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of January 8 to January 12, 2018.
Cadwalader, Wickersham & Taft LLP
The SEC is requesting comment on the collection of information on Form PF ("Reporting Form for Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors").
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, reporting deadlines, and nomination dates.
Most Popular Recent Articles
Poyner Spruill LLP
Twelve years old. In North Carolina, a person as young as twelve years old may ride alone in a fully autonomous—or, "driverless"—vehicle.
BakerHostetler
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Seyfarth Shaw LLP
A somewhat bizarre event – even by this year's standard of unusual current events – hit the news stream earlier this week, as two "Acting Directors"...
McLane Middleton, Professional Association
How much do you really worry much anymore about a breach of your credit card? If your card is lost or your number is stolen, a thief might make a purchase or two before the fraud is detected ...
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") requested comments on proposed guidance related to supervisory expectations for large financial institutions' risk management practices.
Carlton Fields
New York's Department of Financial Services decided to bid farewell to 2017 and ring-in the new year by proposing to amend Suitability in Annuity Transactions, 11 NYCR 224 (the Annuity Suitability Rule).
Proskauer Rose LLP
On Friday December 22, 2017, President Trump signed into law H.R.1, commonly referred to as the Tax Cuts and Jobs Act (TCJA).
Troutman Sanders LLP
On December 14, the Consumer Financial Protection Bureau officially withdrew a proposal to conduct a web-based consumer survey on the various debt collection disclosures required by the Fair Debt Collection Practices Act.
Troutman Sanders LLP
An obscure bureaucratic step may be a harbinger that the Consumer Financial Protection Bureau (CFPB), under new leadership, is rethinking a major planned rulemaking aimed at the debt collection industry.
Davis & Gilbert
2018 may be the beginning of the end of an education finance system that has resulted in overburdened students and families struggling to pay back loans that were too high at their inception...
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