Mondaq USA: Finance and Banking
Mayer Brown
Effective May 11, 2018, the U.S. Treasury's Financial Crimes Enforcement Network ("FinCEN") implemented a new customer due diligence requirement.
Shearman & Sterling LLP
On June 5, 2018, the Basel Committee on Banking Supervision published its 2018–2019 work program, setting out its focus areas for policy development, supervision, implementation and monitoring.
Shearman & Sterling LLP
On June 6, 2018, the Financial Stability Board sought feedback on the technical implementation of standards on the adequacy of total loss-absorbing and recapitalization ...
Stroock & Stroock & Lavan LLP
The regulatory stars are aligning for banks and non-banks to expand their offerings of short-term, small dollar credit.
Cadwalader, Wickersham & Taft LLP
FINRA proposed a rule change to extend the credit default swap ("CDS") margin pilot program in FINRA Rule 4240 to July 18, 2019.
Cadwalader, Wickersham & Taft LLP
The CFTC requested public comment on a proposal to amend the swap dealer de minimis exception. Comments must be submitted by August 13, 2018.
Proskauer Rose LLP
In a March 23 news release, the IRS reminded taxpayers that income from virtual currency transactions must be reported on income tax returns, and that certain virtual currency transactions ...
Proskauer Rose LLP
Last July, the Uniform Law Commission completed a uniform model state law, known as the Uniform Regulation of Virtual-Currency Businesses Act ("URVCBA" or the "Act") ...
Proskauer Rose LLP
The Federal Trade Commission (FTC) recently sought and received a temporary restraining order (TRO) against four promoters of alleged pyramid schemes involving cryptocurrencies.
Proskauer Rose LLP
For the past seven years, The Private Credit Group at Proskauer Rose LLP has tracked deal data for private credit transactions (our "data").
Holland & Knight
The Economic Growth, Regulatory Relief and Consumer Protection Act (the Act), which engendered substantial bipartisan support and was recently signed into law by President Donald Trump ...
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to pay approximately $15 million to settle SEC charges of failing to supervise residential mortgage-backed securities ("RMBS") traders and salespersons.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, the FDIC and the Board of Governors of the Federal Reserve System ("Agencies") issued an updated policy statement on coordination...
The Board of Governors of the Federal Reserve System unveiled a Notice of Proposed Rulemaking seeking comment on proposed revisions to the regulations implementing Section 13 of the Bank Holding Company Act ...
Ropes & Gray LLP
On June 5, 2018, the SEC's Division of Investment Management supplemented its Staff Responses to Questions About the Custody Rule to respond to a significant ambiguity in its prior custody guidance ...
Carlton Fields
There several differences – based on the types of transactions covered and the requirements for compliance.
Holland & Knight
In China Agritech, Inc. v. Resh, et al., a unanimous U.S. Supreme Court reversed the U.S. Court of Appeals for the Ninth Circuit's previous ruling in American Pipe and Construction Co. v. Utah ...
Thompson Coburn LLP
On May 24, 2018, President Trump signed into law the Economic Growth, Regulatory Relief, and Consumer Protection Act (the "Act").
Withers LLP
Last week, the Federal Reserve Board proposed several changes to the Volcker Rule, which was originally passed in response to the financial crisis of 2007-2009 to limit risky trading activities by banks.
Stroock & Stroock & Lavan LLP
On March 23, 2018, President Trump signed the Consolidated Appropriations Act of 2018, which included the Small Business Credit Availability Act (the "SBCAA").
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Holland & Knight
The rapid proliferation of technological advancements in global financial markets has caused regulators in several countries to increase their scrutiny of investments in, and implications of, cryptocurrencies.
Shearman & Sterling LLP
On May 7, 2018, the Financial Stability Board published proposed Recommendations for consistent national reporting of data concerning the use of compensation tools ...
Shearman & Sterling LLP
May 11, 2018 marked the compliance date for the Customer Due Diligence Requirements for Financial Institutions rule[1] issued by the U.S. Treasury Department's Financial Crimes Enforcement Network ...
Shearman & Sterling LLP
On April 16, 2018, President Donald Trump announced his intent to nominate Michelle Bowman and Richard Clarida to serve as Members of the U.S. Board of Governors of the Federal Reserve System.
Mayer Brown
Last week, we wrote about how the Bureau of Consumer Financial Protection ("Bureau") under Acting Director Mick Mulvaney had surprisingly doubled down on claims of unfair, deceptive...
Asit Mehta & Associates
AMIL provides both personal and business loans.
Troutman Sanders LLP
In a recent decision denying plaintiffs Aldean Isaac's and Julissa Ortiz's motion for summary judgment, a federal district court judge in the Eastern District of New York found that defendant NRA Group...
Shearman & Sterling LLP
On May 11, 2018, the U.S. Board of Governors of the Federal Reserve System, Office of the Comptroller of the Currency and Federal Deposit Insurance Corporation published the customer due diligence and...
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