Article 11 Sep 2013 CFTC Implements Substituted Compliance Approach For Commodity Pool Operators Of Registered Investment Companies United States Finance
Article 15 Apr 2013 CFTC Division Issues Letter Extending Relief For Commodity Pool Operators Of Certain Securitization Vehicles United States Finance
Article 29 Jan 2013 U.S. Regulatory Action Items For Investment Advisers (2013) United States Strategy
Article 18 Dec 2012 CFTC Division Issues Letter Providing Relief For Certain Securitization Vehicles United States Finance
Article 18 Dec 2012 CFTC Division Issues No-Action Letter Impacting Mortgage REITs United States Finance
Article 12 Dec 2012 CFTC Division Issues No-Action Letter Impacting Business Development Companies United States Finance
Article 03 Sep 2012 CFTC Approves Conforming Amendments To Commodity Pool Advisor And Commodity Trading Advisor Regulations United States Finance
Article 20 Feb 2012 Exempt Reporting Advisers: Requirements For Investment Advisers That Qualify As Venture Capital Advisers Or Private Fund Advisers United States Finance
Article 01 Oct 2011 Foreign Investment Adviser Exemptions From The Investment Advisers Act United States Finance
Article 07 Sep 2010 The Wall Street Reform Act: Its Impact on Advisers to Private Funds United States Finance