Article 08 Jan 2015 New Law Limits The Swaps Pushout Requirement To Apply Only To Certain ABS Swaps United States Commercial
Article 30 Dec 2014 CFTC And SEC Propose Interpretation Concerning Forward Contracts With Embedded Volumetric Optionality United States Finance
Article 08 Dec 2014 Article Provides The State Of Regulation As To Insider Trading Compliance At Broker-Dealers United States Commercial
Article 26 Oct 2014 SEC Staff Finds That Broker-Dealers Still Are Not Conducting Adequate Section 5 Reviews United States Commercial
Article 16 Oct 2014 CFTC Excludes Certain Swaps With Utility Special Entities From The Special Entity De Minimis Calculation For Purposes Of Swap Dealer Registration United States Finance
Article 24 Jul 2014 Harmony Or Dissonance: The CFTC’s And SEC’s Cross-Border Rules United States Finance
Article 14 Jul 2014 SEC Adopts Final Rules and Guidance Regarding the Cross-Border Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions United States Finance
Article 21 Jan 2014 CFTC Again Charges Civil Perjury – This Time For Statements Made In An Off-The-Record Interview United States Finance
Article 17 Jan 2014 CFTC And FERC Issue Long-Awaited Memoranda Of Understanding On Jurisdiction And Information Sharing United States Finance