Federal Register: SEC Requests Comments On Technical Revisions To Consolidated Rulebook

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Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The SEC solicited comments on a FINRA proposal to revise its consolidated rulebook. The revisions update certain cross-references and make other "non-substantive changes."
United States Corporate/Commercial Law
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The SEC solicited comments on a FINRA proposal to revise its consolidated rulebook. The revisions update certain cross-references and make other "non-substantive changes." The request for comments was published in the Federal Register.

Comments on the FINRA proposal must be submitted by August 10, 2016.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Federal Register: SEC Requests Comments On Technical Revisions To Consolidated Rulebook

United States Corporate/Commercial Law

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
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