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On April 15, 2016, the Securities and Exchange Commission adopted final rules modifying regulations "for security-based swap dealers and major security-based swap participants (security-based swap entities)."
On April 15, 2016, the Securities and Exchange Commission
adopted final rules modifying regulations "for security-based
swap dealers and major security-based swap participants
(security-based swap entities)." The final rules address
conduct and compliance officer issues. Release.
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