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As a reminder, fund managers relying on the exemption from registration with the US Commodity Futures Trading Commission (the "CFTC") set forth in Rule 4.13(a)(3)...
As a reminder, fund managers relying on the exemption from
registration with the US Commodity Futures Trading Commission (the
"CFTC") set forth in Rule 4.13(a)(3), commonly referred
to as the "de minimis exemption," must affirm their claim
of exemption by February 29, 2016. The affirmation process should
be completed online through the
NFA Exemptions System. Failure to submit an affirmation by the
deadline will result in an automatic withdrawal of the exemption
from registration.
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