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United States
Cadwalader, Wickersham & Taft LLP
Sometimes a small footnote (which technically is not even a part of the official Federal rule) may have an outsize impact on the rule itself.
Proskauer Rose LLP
As you know from our prior alerts, creditors of borrowers formed as Delaware LLCs (as opposed to corporations) lack standing under Delaware law to sue directors for breaching fiduciary...
Mayer Brown
Blockchain projects are often subject to uncertainty of all types – regulatory, market adoption and technological feasibility among them. But despite that uncertainty and other headwinds...
Winston & Strawn LLP
Under its current rule, the New York Stock Exchange (NYSE) commences delisting procedures against a listed special purpose acquisition company (SPAC) if it fails to complete a business combination...
K&L Gates
On 10 April 2024, the National Futures Association's (NFA) Business Conduct Committee (BCC) issued an order against 50.ai Investments LLC, a former NFA Member commodity pool operator and forex firm.
Alvarez & Marsal
Sovereign governments in Asia, Africa, the Middle East and elsewhere are increasingly turning to sukuk (Islamic or sharia-compliant bonds) to meet their financing needs.
Shearman & Sterling LLP
Welcome to the first 2024 edition of Shearman & Sterling's Fifth Circuit Securities Litigation Quarterly. As public companies and financial institutions continue to migrate to Texas...
Cadwalader, Wickersham & Taft LLP
On March 26, 2024, the U.S. Commodity Futures Trading Commission ("CFTC") filed a complaint (the "Complaint") in the U.S. District Court for the Southern District of New York ("SDNY")...
Proskauer Rose LLP
Proskauer's Practical Guide to the Regulation of Hedge Fund Trading Activities offers a concise, easy-to-read overview of the trading issues and questions we commonly encounter ...
K&L Gates
Since 2017, the Australian Securities and Investments Commission (ASIC) has provided guidance to licensed exchanges on exchange traded products (ETP) naming conventions...
Steptoe LLP
The Commodity Futures Trading Commission (CFTC) staff has published a Request for Comment (RFC) on the current and potential uses and risks of artificial intelligence ...
Cadwalader, Wickersham & Taft LLP
On Friday, March 15, 2024, Commodity Futures Trading Commission Market Risk Advisory Committee convened two roundtables in Washington DC.
Arnold & Porter
The Securities and Exchange Commission (SEC) has taken two important steps recently as part of a long-running U.S. government-wide push to reform the U.S. Treasury market.
Cadwalader, Wickersham & Taft LLP
Last week, we attended the invitation-only conference on counterparty credit risk cohosted by the Basel Committee on Banking Supervision and the Federal Reserve Bank of New York.
Jones Day
In 2000, Congress enacted the Commodity Futures Modernization Act ("CFMA"), which created a framework for regulating DCMs through "core principles" with which DCMs had to comply.
Katten Muchin Rosenman LLP
As referenced in the opening scene of the 2023 Oscar-winning film Oppenheimer, Prometheus, the Greek god of forethought, is best known for stealing fire from the gods to give to humanity. As punishment
Katten Muchin Rosenman LLP
Just under 10 years ago, the Joint Audit Committee launched a shot across the bow of the futures industry with this seemingly innocuous observation in a Regulatory Alert.
WilmerHale
This alert lays out 23 of our key takeaways from the CFTC's past year and offers insights on what might take place in the coming months. We project what to expect with respect to rulemaking, enforcement
Holland & Knight
The Commodity Futures Trading Commission (CFTC) has issued a request for comment (RFC) seeking public input on the use of artificial intelligence (AI) in CFTC-regulated markets.
Katten Muchin Rosenman LLP
Seeking to ensure that designated contract markets (DCMs) and swap execution facilities (SEFs) adequately incorporate an independent perspective, the Commodity Futures Trading Commission (CFTC)...
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