Demystifying Patent Infringement: Understanding And Utilizing Evidence Of Use Charts

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Khurana and Khurana

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K&K is among leading IP and Commercial Law Practices in India with rankings and recommendations from Legal500, IAM, Chambers & Partners, AsiaIP, Acquisition-INTL, Corp-INTL, and Managing IP. K&K represents numerous entities through its 9 offices across India and over 160 professionals for varied IP, Corporate, Commercial, and Media/Entertainment Matters.
It is in the context with infringement charts or as commonly known as the Evidence of Use (EoU) charts that they feature prominently in patent law – especially when used in litigation or licensing.
India Intellectual Property
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INTRODUCTION

It is in the context with infringement charts or as commonly known as the Evidence of Use (EoU) charts that they feature prominently in patent law – especially when used in litigation or licensing. These are specific documents that are meant to show how an item be it a product or a service is in direct violation of one or more claims of a patent. While each of these kinds of charts offers unique insights into the accused product or service, the EoU charts, in particular, assemble pertinent data about the accused product or service with respect to the patent claims and thus build a strong argument for the infringement. It is worth noting that an EoU chart is a rather relaxed type of chart with no strict rules regarding its layout, though there are several key elements that are mandatory for an EoU chart. Firstly, under the core aspect of the claim element mapping entails the process of matching of the patent claims or its limit on the particular aspects of the accused product or service. This approach of arguing helps illustrate in a step by step manner, how the product or service in question meets a set of criteria which has been defined in the patent claims. Second, EoU diagrams contain descriptive information about the alleged product or service, including the method of its creation, in addition to its functions and technical specifications. All of it helps to define the application of the product, the interactions that can occur with the patented invention, and its operation mode.

Additional written descriptions in the form of text boxes, annotations, illustrations, and labels enhance the presentation of content in EoU charts. It also helps to clear any obscurity and make the arguments more understandable to any person including the benches, jurors and the opposing arguments as they seek to understand the infringement allegations. Moreover, another important aspect of EoU charts is that they contain analysis and comments regarding the ways in which each of the elements stated in the patent claims is satisfied or violated referring to the accused product or service. This is normally evidenced through inclusion of information that is traceable in product documentation, technical specifications, and other similar prior arts which help in supporting infringement claim. In summary, EoU charts are very effective documents for patent owners who wish to assert their rights or enter into a licensing deal, since the charts are clearly laid out and support claims. On the other hand, accused infringers maintain the same opportunity and can use the EoU charts to counter arguments and argue against the infringement allegations. Having experienced the benefits of using these charts personally when asserting and defending patents respectively, it is evident that they are useful tools in aiding in solving issues or disputes arising from patent infringement or validity.

EVIDENCE OF USE CHARTS

Infringement charts or claim charts or Evidence of use charts are documents which are used most often in patent litigation and in licensing negotiations and these legal diagrams utilized to show how a given product or service uses one or more assertive claims of a given patent. These charts give comprehensive information about the accused product or service for comparison to the said patent with a scope of narrowing down on the claimed infringement.

EoU charts typically include the following elements:

  1. Claim Element Mapping: These diagrams indicate the relationship between the items or restrictions of the patent claims towards aspects or parts of the alleged merchandize or service. The feasibility of each of the claims is evaluated and mapped to the product/component/service in question to establish whether it fits or overlaps.
  2. Product Description: EoU charts help in describing the features of the accused product or service that has been involved in the case, including the design, functionality and other important features that may be required in order to present an overview. Thisway, antecedents are helpful to create context and interpretation of how the product or service functions and interfaces with the patented invention.
  3. Visual Illustrations: Often, it is useful to incorporate into the EoU charts, diagrams, illustrations or even screenshots to ensure a simple and easy to understand representation of the comparison made between the patent claims and the accused product or service. These visual do the work of enhancing the rods and convey the message better to the judges, jurors or any other opposing party as to what the infringement allegations are all about.
  4. Analysis and Commentary: HOMO charts offer a clear breakdown and evaluation detailing how each aspect of the of the patent claims are satisfied or violated on the accused product or service. Asserment of infringing activity may also involve citations of supporting evidence which may be in the form of product description, its technical characteristic or earlier invention in relation to the patented invention.

Unfortunately or fortunately depending with the situation, Evidence of Use chart is quite effective for the patent holder who wants to commence an infringement case or when negotiating for licensing fee as it organizes the evidence in a neatly drafted presentable format. On the other hand, accused infringers can counter infringement claims by presenting EoU charts as evidence and have strong grounds to argue against patent infringement.

TYPES OF EOU CHARTS

Evidence of Use (EOU) charts, essential in patent litigation and licensing negotiations, can be categorized into several types based on their focus and content:

  1. Literal Infringement Charts: Subgroup 1 of these charts aims to show that the accused product or service literally infringes upon the patent claims. They do this by carefully matching every aspect of the claims to specific features or subsystems of the accused product and offering clear evidence as to how the accused product can meet all of the limitations set for the asserted claims.
  2. Doctrine of Equivalents (DOE) Charts: DOE charts differ from literal infringement where every element claimed is met in different ways for the purpose of establishing infringement under the doctrine of equivalents only. Their arguments point out other components in the accused product or service that, although not identical to the scope of the patented claims, function in a similar way to obtain the same outcome. I have observed that in diagrams of claim elements and features accused in DOE charts , there is a more elaborate way of demonstrating the relationship between the elements by proving that they are equivalent to each other.
  3. Claim Construction Charts: These charts specifically address claim construction, when claim terms are either in controversy or have some level of duetiveness. What they offer is a thorough explanation of the intent as well as the reach of each of the claim terms and they back this by citing from the application and prosecution history and case law as well. One key element of the process of assessing infringement is claim construction, and using charts is effective in arriving at a correct perspective of the patent claims.
  4. Invalidity Charts: While not necessarily constituting use evidence of the patented invention, invalidity charts are usually drawn by the alleged infringing party with an aim of proving the unreasonableness or invalidity of the patents asserted upon by the patent holder. These charts compare prior art references or other legal bases of inventive step invalidity, including non-newness, obviousness or failure to meet the requirements of the written description provision or enablement requirement. The use of validity charts on compensating the legal invalidity's harms to a patent seek to rule out the asserted claims or confine them to lessen the infringement charges.

Overall each type of EOU chart have their individual uses in patent litigation/ licensing negotiations as a tool to assist the sides to establish strong points, as well as simplify complicated matters of disputable patent infringement, validity and to reach common understanding and solutions.

PATENT CLAIM CHART

The patent claim charts are used for when someone is trying to account if they are infringing on another patent's claim since it is a well-structured representation of the contents of the claim concerned. In other words, STOs help to reduce the complexities of patent claims to their basic parts, or, in other words, elements or limitations of the patented invention; they help patentees to prove that third-party products embody the patented invention by incorporating corresponding elements or limitations. These charts typically provided in a tabular or graphical form and categorize independent claims in the first column while providing subcategories of that claim in the first column and definitions of features of the accused products in the second column. To enhance usability for both legal and technical readers, the connection between claim limitations and the evidence of use is discerningly made clear, and through such approach, the courts can implement their decision well.

Another crucial aspect when preparing patent claim charts is to represent the differentiation of each element of the claim in order to perform an exhaustive analysis of the infringement allegation. The preparation of a claim chart helps to shape the result of the case for patent litigation.

Elements of a claim chart include the features of the infringed claims, establish links between the accused products of the defendant and the patented technology, and definition of the point at which the specified parts of the claim are used within the accused products of the defendant.

CONCLUSION

Essentially, the EoU claim chart practice aims at determining whether the third-party technology falls within rights started by the petitioner patent claims. These charts help in looking for possible cases of patent infringement by guiding the comparator to match the aspects of the patent claims with marketed products. There is, however, one important point that should be mentioned: during EoU, existing products available on the market are used for comparison, whereas products still under design are not taken into consideration. This precaution is necessary because there may be some uncertainty in filing a patent lawsuit based on an idea in which such a product may be weak when developed, or contain elements that might have been left out when the patent is filed.

There are two primary types of EoU charts:

  1. The Patent to Product Approach: This method entails comparing the product or process with the features listed in the patent claim with a view of finding a match that would be liable to infringement. The advantage is that the petitioner may determining how effectively that current and proposed patents have been developed to cover the products in their portfolio. Thus, the presence of all these features may be suggestive of infringement of the constituent elements of the claim.
  2. The Patent to Standard Approach: In this case, the respective patent claims are aligned to a specific area of a standard, here, text from the standard. It is broken down to different parts to allow a comparison of these different parts with the proposed technology to determine whether there is any existing patent that encompasses the particular technology proposed.

REFERENCES

  1. https://xlscout.ai/evidence-of-use-eou-charts-in-the-age-of-ai-what-you-need-to-know
  2. https://www.patentmaniac.com/blog/evidence-of-use-eou-charting-best-practices/
  3. https://ttconsultants.com/eou-and-claim-charts-the-patent-litigators-toolkit/
  4. https://sagaciousresearch.com/blog/how-do-claim-mapping-eou-charts/
  5. https://sagaciousresearch.com/blog/how-do-claim-mapping-eou-charts/

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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