Article
03 Feb 2014
NFA Update: NFA Seeking Comments On Potential CPO/CTA Capital Requirement And Customer Protection Measures
AUTHORS CONTENT
Article
14 Nov 2013
CFTC Update: CFTC Proposes New Position Limits And Aggregation Rules
Article
12 Aug 2013
CFTC Update: Commodity Futures Trading Commission Assesses Penalty In First "Spoofing" Case
Article
01 Aug 2013
CFTC Update: Final Guidance On Cross-Border Application Of Swaps Provisions Of The Dodd-Frank Act And Exemptive Order Regarding Phased Compliance With Certain Swaps Provisions Of The Dodd-Frank Act
Article
20 May 2013
SEC Proposes Rules For Cross-Border Security-Based Swap Transactions
Article
08 Feb 2013
CFTC Update: CPO And CTA Annual Affirmation Obligation
Article
14 Dec 2012
CFTC Update: Funds Of Funds And Family Offices No-Action Letters
Article
30 Aug 2012
Key Implications Of The "ISDA August 2012 Dodd-Frank Protocol" For Corporate End-Users
Article
22 Aug 2012
CFTC Staff Releases FAQs Concerning CPO And CTA Compliance Obligations
Article
30 Jul 2012
CFTC Update: Product Rules Defining "Swap" And "Security-Based Swap"
Article
25 Jul 2012
CFTC Update: CFTC Staff Issues No-Action Letter Concerning Relief From Rescission Of CFTC Rule 4.13(a)(4) And Amendments To Rule 4.5
Article
17 Jul 2012
CFTC Update: Proposed Guidance On Cross-Border Application Of Swaps Provisions Of The Dodd-Frank Act & Proposed Interpretive Order Regarding Phased Compliance Program For Certain Swap Regulations
Article
31 May 2012
CFTC Update: CFTC Proposes To Modify Its Aggregation Policy
Article
23 May 2012
CFTC Update: Eligible Contract Participant Definition And Retail Forex Pools
Article
01 Mar 2012
CFTC Update: Registration And Compliance Obligations For Commodity Pool Operators And Commodity Trading Advisors - February 29, 2012
Article
28 Feb 2012
SEC Asset Management Unit’s Inquiry Targets Private Equity Fund Sponsors’ Practices
Article
20 Feb 2012
CFTC Update: Registration And Compliance Obligations For Commodity Pool Operators And Commodity Trading Advisors
Article
23 Dec 2011
CFTC Update - December 20, 2011
Article
06 Dec 2011
CFTC Adopts Final Rules On Speculative Position Limits
Article
16 Feb 2011
Commodity Futures Trading Commission Proposes Position Limits For Commodity Derivatives