Nikki Lovejoy

New Prudential Regime For Investment Firms | Little Detail Yet

MIFID II Changes For CASS | Understanding The Impact And Preparing For Change

Senior Managers And Certification Regime | Changes To Functions, Responsibilities And Scope Of Conduct Rules

Notification Of Conduct Rule Breaches | Holding Individuals To Account

FCA Publishes Business Plan | What To Expect From The FCA In 2016-17

Navigating MiFID II - Strategic Decisions For Investment Managers

The Financial Conduct Authority Goes Prudential

Senior Managers Regime - Top Five Lessons Learned

UK Regulators Refine The Scope Of The Senior Managers Regime And Clarify How The ‘Presumption Of Responsibility’ Will Be Applied

Individual Accountability In UK Banking - Details Of Senior Management And Certification Regimes Emerge