WilmerHale provides legal representation across a comprehensive range of practice areas critical to the success of its clients. With a staunch commitment to public service, the firm is a leader in pro bono representation. WilmerHale is 1,000 lawyers strong with 12 offices in the United States, Europe and Asia.
On June 5, 2019, the Securities and Exchange Commission approved a package of rulemakings and interpretations designed to enhance the quality and transparency of investors' relationships...
On June 5, 2019, the Securities and Exchange Commission approved
a package of rulemakings and interpretations designed to enhance
the quality and transparency of investors' relationships with
broker-dealers and investment advisers while preserving access to a
variety of types of relationships and investment products. This
long overdue package reflects almost two decades of study and
engagement and thousands of comment letters. In this Alert, we
summarize and analyze the newly adopted rules and
interpretations.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
