The National Futures Association ("NFA") amendments to the disclosure document that broker-dealers send to customers who trade in security futures products will become effective on October 12, 2018.
As previously covered, the proposed amendments would update the text of the Risk Disclosure Statement required by NFA Compliance Rule 2-30(b).
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
