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FINRA proposed amendments to Rule 7730 (Trade Reporting and Compliance Engine ("TRACE")) by eliminating "Computer-to-Computer Interface" as a means of connectivity.
within Intellectual Property, Food, Drugs, Healthcare, Life Sciences and International Law topic(s)
in Europe
FINRA proposed amendments to
Rule 7730 (Trade Reporting and Compliance Engine
("TRACE")) by eliminating "Computer-to-Computer
Interface" as a means of connectivity. If the proposal is
approved by the SEC, it will be implemented on February 3,
2020.
According to FINRA, during the implementation timeframe, FINRA
"will engage in extensive outreach with the industry to assist
in migration awareness and efforts."
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
