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5 March 2018

Retail Investor Fraud Among Topics For March 8 Meeting Of The SEC's Investor Advisory Committee

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Herbert Smith Freehills Kramer LLP

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The SEC will discuss regulatory approaches to combat retail investor fraud at the March 8 meeting of its Investor Advisory Committee.
United States Criminal Law

The SEC will discuss regulatory approaches to combat retail investor fraud at the March 8 meeting of its Investor Advisory Committee. That topic is the first on the meeting's newly released agenda and will be followed by an afternoon session on efforts to prevent the financial exploitation of vulnerable adults. The committee will also discuss dual-class share structures and financial support for law school clinics that support investors and the agenda advises that these two discussions may include possible recommendations.

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