| Fund Name: | T. Rowe Price Capital Appreciation & Income Fund, Inc. |
| Adviser: | T. Rowe Price Associates, Inc. |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment ($1,000 for retirement accounts), $100 minimum subsequent investment (Investor Class); $1 million minimum initial investment, no minimum subsequent investment (I Class); Advisor Class shares may generally only be purchased through a financial intermediary or retirement plan. |
| Filing Date: | July 6, 2017 |
| Effective Date: | Pending |
| Fund Name: | Highland Global Allocation Fund II |
| Adviser: | Highland Capital Management Fund Advisors, L.P. |
| Sub-Adviser(s): | Not specified |
| Fees: | 0.4% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $500 minimum initial investment by mail ($1,000 by wire), $100 minimum subsequent investment by mail ($1,000 by wire) for Class A and C Shares; No minimum initial or subsequent investment amounts for Class Y Shares. |
| Filing Date: | June 30, 2017 |
| Effective Date: | Pending |
| Fund Name: | Highland Floating Rate Opportunities Fund II |
| Adviser: | Highland Capital Management Fund Advisors, L.P. |
| Sub-Adviser(s): | Not specified |
| Fees: | 0.65% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment; $50 minimum subsequent investment |
| Filing Date: | June 30, 2017 |
| Effective Date: | Pending |
| Fund Name: | Blackstone/GSO Floating Rate Enhanced Income Fund |
| Adviser: | GSO/Blackstone Debt Funds Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Management fee at an annual rate equal to 1% of the average daily value of the Fund's net assets |
| Open- or Closed-End: | Closed-End (Monthly repurchase - subject to receipt of exemptive relief) |
| Investor Restrictions: | $10,000 minimum initial investment; $1,000 minimum subsequent investment |
| Filing Date: | June 30, 2017 |
| Effective Date: | Pending |
| Fund Name: | Columbia Variable Portfolio - Managed Risk U.S. Fund |
| Adviser: | Columbia Management Investment Advisers LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | The Fund is available for purchase through Contracts offered by the separate accounts of participating insurance companies or by other eligible investors authorized by Columbia Management Investment Distributors Inc. |
| Filing Date: | June 26, 2017 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
